A large financial institution sought to leverage AI to analyze and review large volumes of unstructured data, such as emails and messages, for co...
SIFMA Sources
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SIFMA Sources is your definitive guide for companies, people, and our library of thought leadership for the capital markets and securities industry.
Search our listings, featuring SIFMA's premium and associate members; find a contact, and explore thought leadership. Use our interactive tools to build your own lists, connect with companies and people, and more.
Premium Associate Members
Premier Post-Trade Market Infrastructure for the Global Financial Services Industry The Depository Trust & Clearing Corporation (DTCC) is the premier post-trade market infrastructure for the global financial services industry, providing cleari... View More
Global Professional Services Firm Providing Comprehensive Solutions for Financial Institutions From globalization to technological innovation, businesses around the world are exploring new and different ways of succeeding. By investing in our Glob... View More
Global Professional Services Firm Delivering Comprehensive Solutions for Financial Institutions PricewaterhouseCoopers (PwC) provides audit and assurance services to ensure compliance and build trust among broker-dealers and asset managers. Throug... View More
Broadridge Financial Solutions (NYSE: BR), is a global technology leader with the trusted expertise and transformative technology to help clients and the financial services industry operate, innovate, and grow. We power investing, governance, and c... View More
Comprehensive Financial Services and Business Solutions Provider American Express offers world-class Charge and Credit Cards, Gift Cards, Rewards, Travel, Personal Savings, Business Services, Insurance, and more. The company provides a range of bu... View More
Compliance without compromise Global Relay is a leading provider of end-to-end compliance solutions for the global financial sector and other highly regulated industries. Founded in 1999, Global Relay delivers services to over 20,000 customers i... View More
Featured
Partner, WilmerHale Bruce Newman has extensive experience handling a broad range of broker-dealer regulatory and enforcement issues, including issues related to trading, sales, research, banking, soft dollars, cross-border activities, net capita... View More
Partner, Sullivan & Cromwell LLP Rebecca Simmons is a partner in Sullivan & Cromwell’s Financial Services and Capital Markets Groups, head of its payments practice and co-head of its FinTech practice. Her practice focuses on functions such as pa... View More
Executive Vice President, Computershare Neda Sheridan joined Computershare Trust Company of New York as the Assistant Vice President of Relationship Management in March of 2001. Neda was appointed Assistant General Manager of Computershare Trus... View More
Partner,, Jones Day Before joining Jones Day, Jonathan served as the Senior Deputy Comptroller and Chief Counsel of the Office of the Comptroller of the Currency (OCC). He oversaw all of the agency’s legal and licensing activities, including leg... View More
CRA/FL/Consumer Compliance Lead Expert, Office of the Comptroller of the Currency Seth M. Schwartz has been the Community Reinvestment Act/Fair Lending/Consumer Compliance Lead Expert since July 2020 in the Systemic Risk Identification Support a... View More
Partner, Co-Chair, Financial Markets and Regulation, Katten Muchin Rosenman LLP Carl Kennedy is a partner and Co-Chair of Katten Muchin Rosenman LLP’s Financial Markets and Regulation practice. With a varied background as a former regulator wit... View More
Litigation & Dispute Resolution Partner, Clifford Chance Daniel Silver is a Litigation & Dispute Resolution Partner in the New York office of Clifford Chance, where he focuses on white collar criminal defense and regulatory investigations. Dan j... View More
Partner, Skadden, Arps, Slate, Meagher & Flom LLP Anita Bandy is a partner in the SEC Enforcement and White Collar practice of Skadden, Arps, Slate, Meagher & Flom LLP. She advises corporations, financial services companies, boards and their boa... View More
Partner, Skadden, Arps, Slate, Meagher & Flom LLP Jay Kasner is Skadden’s securities litigation practice leader. He represents a diverse group of U.S. and
Principal, Financial Services, Deloitte Bob is a Principal with over 30 years advising the broad spectrum of securities firms, broker dealers, exchanges and clearing houses. He focuses on risk management, brokerage operations, trade reporting, g... View More
Featured Thought Leadership Content
Leveraging Unstructured Data for AI
Posted by : K S , Specialist Finance
1 month ago
ZL Discovery Manager
ZL Tech offers a fundamentally new approach to eDiscovery built on a solid information governance framework. Instead of relying on pre-defined cust...
Posted by : K S , Specialist Finance
1 month ago
Embedded Risks in Crypto-themed Exchange Traded Products
For this edition of CRB Monitor’s Chart of the Month we head back to the world of spot cryptocurrency exchange traded products (ETPs) to discuss so...
Posted by : J F , Head Securities
1 month ago
Posted by :
Featured Listings
About SIFMA
SIFMA is the voice of the nation’s securities industry, bringing together the shared interests of hundreds of broker-dealers, investment banks and asset managers. We advocate for effective and resilient capital markets.
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Meet SIFMA Sources: A Quick Walk-Through
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